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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Karl Garcia is a financial advisor with over 20 years of experience in the industry. Benjamin is currently registered with Bok Financial Securities, Inc. and has previously been affiliated with U.S. BANCORP INVESTMENTS, INC. and BOSC, INC. Benjamin offers a variety of services including financial planning, educational seminars, selection of other advisors, portfolio management for individuals and businesses, and portfolio management for pooled investment vehicles. Benjamin specializes in providing advice for a wide range of clients including high-net-worth individuals, corporations, and other businesses, and charitable organizations. Benjamin is licensed in 24 states and is registered with FINRA and the state of New Mexico. Benjamin is dedicated to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NM
05/28/2019 - Present
BOK Financial Securities, Inc. (ALBUQUERQUE NM)
NM
03/30/2016 - 06/08/2018
U.S. BANCORP INVESTMENTS, INC. (ALBUQUERQUE NM)
NM
04/08/2008 - 04/28/2016
BOSC, INC. (ALBUQUERQUE NM)
NM
01/16/2001 - 04/15/2008
H&R BLOCK FINANCIAL ADVISORS, INC. (ALBUQUERQUE NM)
IA
Issued 11/21/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/12/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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