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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Kane Lathrop is a financial advisor with Bailard, Inc. in FOSTER CITY, CA, and Larchmont, NY. Benjamin has worked in the financial services industry since 2000 and has experience in a number of areas, including portfolio management, financial planning, and investment advice. Benjamin is a Registered Investment Advisor in California and New York. Benjamin holds the Series 66, 63, and 65 securities licenses, as well as the Series 7 and SIE. Benjamin is also a licensed investment advisor representative. Benjamin has worked for several firms including Apollo Global Securities, LLC, Citigroup Global Markets Inc., and J.P. Morgan Securities Inc. Bailard, Inc. is an investment advisory firm that provides a variety of services to individuals, families, institutions, and foundations. Bailard, Inc. provides financial planning, investment management, and other advisory services. The firm manages over $6 billion in assets for its clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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CA
09/21/2021 - Present
Bailard, Inc. (FOSTER CITY CA)
NY
02/14/2019 - 06/20/2019
NEWOAK CAPITAL MARKETS LLC (NEW YORK NY)
NY
04/01/2011 - 11/21/2012
APOLLO GLOBAL SECURITIES, LLC (NEW YORK NY)
NY
03/02/2009 - 01/13/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/19/2007 - 10/16/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/09/2005 - 03/22/2007
UST SECURITIES CORP. (NEW YORK NY)
MA
02/28/2000 - 01/21/2004
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 10/28/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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