Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Finan is a registered representative with LPL Financial LLC. Benjamin has been in the securities industry for over 7 years and has a Series 7, Series 63 and Series 66 license. In addition, he has a Securities Industry Essentials (SIE) license. Benjamin is registered in 26 states and is also an Investment Advisor Representative in Indiana and Texas. Benjamin's previous experience includes working at Fidelity Brokerage Services LLC in Greenwood Village, CO. Benjamin is committed to providing his clients with comprehensive financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
01/06/2022 - Present
LPL Financial LLC (SOUTH BEND IN)
CO
05/19/2017 - 07/31/2018
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
BOTH
Issued 02/22/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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