Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Ashby is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Benjamin has been in the financial services industry since 2006. He has a Series 7, Series 6, Series 63, Series 66, Series 24, and Series 52TO licenses. Benjamin holds a Series 53 license and has worked for T. Rowe Price Investment Services, Inc. and TD Ameritrade, Inc. in the past. Benjamin is licensed in 51 states, including Maryland and Pennsylvania. Benjamin provides portfolio management services for individuals and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
PA
03/22/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (MECHANICSBURG PA)
MD
11/04/2021 - 03/16/2023
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
MD
06/04/2014 - 10/07/2021
TD AMERITRADE, INC. (Towson MD)
MD
04/05/2006 - 06/02/2014
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
BOTH
Issued 03/31/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/11/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2007
Series 7 - General Securities Representative Examination
BC
Issued 04/04/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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