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Benjamin Josef Harelick

Wall Street Access

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About Benjamin Josef Harelick

Benjamin Josef Harelick is a financial professional with over 20 years of experience in the industry. Benjamin is currently registered with Wall Street Access and has previously held positions at TRADE MANAGE CAPITAL, INC., NEW ENGLAND SECURITIES, and PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP. Benjamin is licensed to offer securities in multiple states, including Arizona, California, Connecticut, and Florida. Benjamin is committed to providing clients with personalized financial advice and guidance.

Firm Information

Benjamin Harelick is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Harelick’s Registration & Firm History

NJ

04/27/2018 - Present

Wall Street Access (Park Ridge NJ)

NJ

11/20/2003 - 04/23/2018

TRADE MANAGE CAPITAL, INC. (SADDLE BROOK NJ)

NY

09/19/2001 - 10/15/2003

NEW ENGLAND SECURITIES (NEW YORK NY)

MA

09/21/1998 - 04/18/2001

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

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Licenses & Designations

BC

Issued 02/25/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/06/2004

Series 7 - General Securities Representative Examination

BC

Issued 09/18/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 4 public disclosures for Benjamin Josef Harelick. Review regulatory record here.
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