Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin John Wood is a financial professional registered with Northwestern Mutual Investment Services, LLC. Benjamin is licensed in Colorado, Kansas and North Carolina. Benjamin has been in the industry since April 30, 2017. Benjamin's office is located in Englewood, Colorado, and is also registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
01/13/2021 - Present
Northwestern Mutual Investment Services, LLC (ENGLEWOOD CO)
CO
01/25/2017 - 10/08/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LAKEWOOD CO)
BC
Issued 04/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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