Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Urban is a financial advisor with LPL Financial LLC. Benjamin has been in the financial services industry since 2008. Benjamin is registered with the state of Wisconsin and is licensed to provide investment advice and sell securities. He is also registered with FINRA and is a member of the Securities Industry and Financial Markets Association (SIFMA). Previously Benjamin was employed with BMO Harris Financial Advisors, Inc., Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, and Northwestern Mutual Investment Services, LLC. Benjamin holds FINRA Series 6, 7, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
03/24/2021 - Present
LPL Financial LLC (APPLETON WI)
WI
01/27/2017 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (GREEN BAY WI)
WI
01/03/2011 - 09/01/2015
WELLS FARGO ADVISORS, LLC (APPLETON WI)
WI
10/30/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (APPLETON WI)
WI
06/05/2008 - 11/07/2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (OSHKOSH WI)
BOTH
Issued 12/08/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/04/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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