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Benjamin John Ogden

First Trust Portfolios LP

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About Benjamin John Ogden

Benjamin Ogden is a financial professional with over 25 years of experience in the financial services industry. Benjamin is currently registered with First Trust Portfolios LP, a firm based in Wheaton, IL. Before joining First Trust, Benjamin worked at Landolt Securities, Inc., Oberweis Securities, Inc., Wingspan Investment Services, ABN AMRO Investment Services, Inc., H.J. Meyers & Co., Inc., Capital Markets Growth Corporation, Columbus Financial, Inc., Corporate Securities Group, Inc., and Reynolds Kendrick Stratton, Inc.. Benjamin holds FINRA Series 7, 24, 63 and SIE licenses. Benjamin is registered to conduct business in Illinois.

Firm Information

Benjamin Ogden is currently registered with First Trust Portfolios LP. First Trust Portfolios LP is a Partnership formed in May 1991. It is registered with the SEC and in all 50 states as well as the District of Columbia and Puerto Rico. The firm has had 3 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Ogden’s Registration & Firm History

IL

01/19/2016 - Present

First Trust Portfolios LP (WHEATON IL)

IL

01/22/2013 - 01/15/2016

LANDOLT SECURITIES, INC. (ANTIOCH IL)

IL

11/19/2002 - 01/18/2013

OBERWEIS SECURITIES, INC. (LISLE IL)

IL

09/22/1999 - 10/08/2001

WINGSPAN INVESTMENT SERVICES (CHICAGO IL)

IL

05/04/1998 - 09/02/1999

ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)

NY

07/13/1996 - 05/15/1998

H.J. MEYERS & CO., INC. (ROCHESTER NY)

CA

04/19/1995 - 07/06/1995

CAPITAL MARKETS GROWTH CORPORATION (VENTURA CA)

CA

05/19/1994 - 05/04/1995

COLUMBUS FINANCIAL, INC. (BEVERLY HILLS CA)

MO

10/25/1993 - 04/21/1994

CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)

NA

03/15/1993 - 10/14/1993

REYNOLDS KENDRICK STRATTON, INC.

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Licenses & Designations

BC

Issued 02/18/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/24/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Benjamin John Ogden. Review regulatory record here.
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