Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin John Matz is a financial professional who is currently registered with Bailey & Co. Securities, LLC. He is also registered with the state of Tennessee. Benjamin has been in the industry since March 19, 2012. Previously, Benjamin has worked at B. Riley Securities, Inc., Huron Transaction Advisory LLC, Eight Pines Securities LLC, RABO Securities USA, Inc. and Mesirow Financial, Inc. He holds FINRA Series 7, Series 24, Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
07/10/2024 - Present
Bailey & Co. Securities, LLC (BRENTWOOD TN)
CA
10/09/2022 - 06/26/2024
B. RILEY SECURITIES, INC. (Los Angeles CA)
IL
10/01/2016 - 11/02/2022
HURON TRANSACTION ADVISORY LLC (CHICAGO IL)
CA
02/05/2015 - 09/27/2016
EIGHT PINES SECURITIES LLC (Los Angeles CA)
NY
03/23/2012 - 10/24/2014
RABO SECURITIES USA, INC. (NEW YORK NY)
IL
12/15/2010 - 04/15/2011
MESIROW FINANCIAL, INC. (CHICAGO IL)
BC
Issued 12/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Benjamin Matz is the right advisor for you? Invested Better is here to help.
