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Benjamin John Ludwig

City National Rochdale

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About Benjamin John Ludwig

Benjamin John Ludwig is an investment advisor representative associated with City National Rochdale. Benjamin has been active in the financial services industry since January 8, 2001. Benjamin has a total of 33 state registrations for both securities and investment advisory services, and is also registered with the Financial Industry Regulatory Authority (FINRA) as well as the Securities and Exchange Commission (SEC).

Firm Information

Benjamin Ludwig is currently registered with City National Rochdale. City National Rochdale is an investment advisor with over $50 billion in assets under management. They offer a variety of services, including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also provide selection of other advisors and have a wrap fee program. They are registered with the SEC and have offices in New York, NY.
City National Rochdale

400 PARK AVENUE

NEW YORK, NY 10022

$68.18B

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Benjamin Ludwig’s Registration & Firm History

PA

02/05/2024 - Present

City National Rochdale (SCHWEKSVILLE PA)

PA

05/11/2005 - 03/14/2014

PERSHING LLC (KING OF PRUSSIA PA)

PA

03/12/2002 - 11/18/2004

SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)

PA

09/15/1999 - 05/31/2001

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

IA

Issued 07/26/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/12/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2001

Series 7 - General Securities Representative Examination

BC

Issued 07/30/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin John Ludwig.
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