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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Lockhart is an Investment Banking Registered Representative and Financial Advisor with Piper Sandler & Co. in Minneapolis, Minnesota. He is registered with the Financial Industry Regulatory Authority (FINRA) and the Minnesota Department of Commerce, and has been active in the financial industry since 2008. Benjamin holds the Series 7, 63, and SIE licenses, as well as the Series 79TO license for Investment Banking Representatives. Benjamin has experience with a variety of financial services, including investment banking, and portfolio management for businesses. Prior to his current role, Benjamin was a financial advisor at TripleTree, LLC, and Lazard Middle Market LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
04/20/2016 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
MN
07/28/2010 - 04/14/2016
TRIPLETREE, LLC (BLOOMINGTON MN)
MN
06/19/2008 - 07/27/2010
LAZARD MIDDLE MARKET LLC (MINNEAPOLIS MN)
MN
04/30/2008 - 07/23/2008
GOLDSMITH, AGIO, HELMS SECURITIES, INC. (MINNEAPOLIS MN)
BC
Issued 10/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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