linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Benjamin John Lloyd

Smbc Nikko Securities America, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Benjamin? Claim Your Profile

About Benjamin John Lloyd

Benjamin Lloyd is a financial professional with over 20 years of experience in the securities industry. Currently, Benjamin is registered with Smbc Nikko Securities America, Inc. and has been active in the industry since 1999. Before joining Smbc Nikko Securities America, Inc., Benjamin worked at SG Americas Securities, LLC, BBVA Securities Inc., Cantor Fitzgerald & Co., and Barclays Capital Inc.. Benjamin holds the Series 7, Series 24, Series 63, Series 79TO, and SIE licenses. Benjamin is licensed in 51 states and the District of Columbia.

Firm Information

Benjamin Lloyd is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Benjamin Lloyd’s Registration & Firm History

NY

09/11/2019 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

11/08/2012 - 06/12/2018

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

08/04/2011 - 10/12/2012

BBVA SECURITIES INC. (NEW YORK NY)

NY

11/24/2009 - 12/01/2010

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

01/14/1999 - 10/07/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

Not sure if Benjamin John Lloyd is right for you?

Licenses & Designations

BC

Issued 01/22/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/28/2023

Series 24 - General Securities Principal Examination

BC

Issued 12/16/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/12/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Benjamin John Lloyd.
Not sure if Benjamin John Lloyd is right for you?