Unclaimed
Benjamin Kingham has been in the financial services industry since December 14, 2009. Benjamin Kingham is currently registered with TP Icap Global Markets Americas LLC. Benjamin Kingham holds the following FINRA licenses: Series 3, Series 7, Series 55, Series 57TO, and SIE. Benjamin Kingham is located in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/15/2009 - Present
TP Icap Global Markets Americas LLC (New York NY)
BC
Issued 05/27/2023
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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