Unclaimed
Benjamin Hammes is a financial advisor at Stifel, Nicolaus & Company, Inc. Benjamin has been in the industry since March 2020. Benjamin holds Series 7TO, SIE and Series 66 licenses. Benjamin is a Certified Financial Planner and is registered in multiple states. Stifel, Nicolaus & Company, Inc. is a full-service investment firm that provides financial products and services to individuals, businesses, and institutions. They offer a wide range of investment services, including financial planning, portfolio management, and investment research. They also offer a variety of retirement planning services, such as 401(k) rollovers and IRA planning. Stifel, Nicolaus & Company, Inc. is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
09/10/2021 - Present
Stifel, Nicolaus & Company, Inc. (OVERLAND PARK KS)
BOTH
Issued 05/10/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Benjamin Hammes is the right advisor for you? Invested Better is here to help.