Unclaimed
Benjamin John Fernandez is an active investment advisor representative with Cetera Investment Advisers LLC. Benjamin Fernandez has been in the industry since December 6, 2000 and holds both Series 63 and Series 65 licenses. Benjamin Fernandez has also held Series 7, Series 24, and Series 31 licenses in the past. In addition to his registration with Cetera Investment Advisers LLC, Benjamin Fernandez is also registered with the states of Arizona, Minnesota, and Texas. Prior to joining Cetera Investment Advisers LLC, Benjamin Fernandez was employed by BBVA Securities Inc., Greenberg Financial Group, and BBVA Compass Investment Solutions, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
03/21/2024 - Present
Cetera Investment Advisers LLC (TUCSON AZ)
AZ
08/23/2018 - 08/06/2021
BBVA SECURITIES INC. (PHOENIX AZ)
AZ
10/22/2013 - 08/20/2018
GREENBERG FINANCIAL GROUP (TUCSON AZ)
AZ
05/16/2013 - 10/16/2013
BBVA SECURITIES INC. (PEORIA AZ)
AZ
11/03/2005 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (PHOENIX AZ)
MO
11/30/2000 - 11/08/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
IA
Issued 01/31/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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