Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Davey is a financial professional with over 24 years of experience in the financial services industry. Benjamin has held various positions at several firms, including Wedbush Securities Inc., Pacific Growth Equities, LLC, and ThinkEquity Partners LLC. Benjamin is currently registered with Wedbush & Co., LLC and Wedbush Securities Inc., and holds a Series 7, 9, 10, 24, 63, 79TO, 82TO, 99TO, and SIE licenses. Benjamin is also registered in several states, including Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, Michigan, Minnesota, New Jersey, New York, North Carolina, Pennsylvania, Tennessee, Texas, Utah, Virginia, and Washington. Benjamin is dedicated to providing clients with high-quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/30/2024 - Present
Wedbush & CO., LLC (San Francisco CA)
CA
10/04/2007 - 07/08/2009
PACIFIC GROWTH EQUITIES, LLC (SAN FRANCISCO CA)
CA
10/15/2004 - 09/25/2007
THINKEQUITY PARTNERS LLC (SAN FRANCISCO CA)
NY
02/01/2000 - 01/30/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/02/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
04/01/1999 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NA
02/25/1999 - 03/19/1999
HAMBRECHT & QUIST LLC
CA
01/10/1997 - 02/24/1999
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
BC
Issued 10/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 07/03/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/02/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/17/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/09/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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