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Benjamin John Beguin

Vanguard Marketing Corp.

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About Benjamin John Beguin

Benjamin John Beguin is a financial advisor with over 20 years of experience in the industry. He is currently registered with Vanguard Marketing Corp. and holds a variety of licenses and certifications, including Series 6, 7, 24, 27, 63, 99TO and SIE. Benjamin has previously worked for Aetna Investment Services, LLC and is licensed to practice in all 50 states and the District of Columbia.

Firm Information

Benjamin Beguin is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Beguin’s Registration & Firm History

AZ

03/23/2004 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

CT

06/22/2000 - 04/02/2002

AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)

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Licenses & Designations

BC

Issued 03/18/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/27/2023

Series 27 - Financial and Operations Principal Examination

BC

Issued 08/09/2016

Series 4 - Registered Options Principal Examination

BC

Issued 12/08/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2005

Series 7 - General Securities Representative Examination

BC

Issued 06/21/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Benjamin John Beguin. Review regulatory record here.
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