Unclaimed
Benjamin John Beguin is a financial advisor with over 20 years of experience in the industry. He is currently registered with Vanguard Marketing Corp. and holds a variety of licenses and certifications, including Series 6, 7, 24, 27, 63, 99TO and SIE. Benjamin has previously worked for Aetna Investment Services, LLC and is licensed to practice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
03/23/2004 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
CT
06/22/2000 - 04/02/2002
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
BC
Issued 03/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/09/2016
Series 4 - Registered Options Principal Examination
BC
Issued 12/08/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Benjamin Beguin is the right advisor for you? Invested Better is here to help.