Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Nolan is a financial advisor with over 17 years of experience in the industry. Benjamin is currently registered with Stifel, Nicolaus & Company, Inc. and is located in the Chicago office. Prior to joining Stifel, Nicolaus & Company, Inc. Benjamin was employed by Knight Capital Americas LLC, Knight Capital Americas, L.P., Jefferies & Company, Inc., and Northwestern Mutual Investment Services, LLC. Benjamin is committed to providing financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
05/06/2013 - Present
Stifel, Nicolaus & Company, Inc. (CHICAGO IL)
IL
07/02/2012 - 05/13/2013
KNIGHT CAPITAL AMERICAS LLC (CHICAGO IL)
IL
05/02/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (CHICAGO IL)
TX
08/17/2005 - 04/25/2011
JEFFERIES & COMPANY, INC. (HOUSTON TX)
WI
07/03/2000 - 01/10/2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BC
Issued 07/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/20/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/13/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/30/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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