Unclaimed
Benjamin Jerome Capers is a financial advisor registered with GWN Securities Inc. in Palm Beach Gardens, Florida. Benjamin Jerome Capers has been in the financial industry since October 26, 2005. Benjamin Jerome Capers has passed the Series 66, Series 7, and SIE exams. Benjamin Jerome Capers is registered in Georgia, Kentucky, Mississippi, South Carolina and Texas. Prior to joining GWN Securities Inc., Benjamin Jerome Capers was registered with AXA Advisors, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Benjamin Jerome Capers offers a variety of services to clients, including financial planning, market timing services, and portfolio management. Benjamin Jerome Capers is a dedicated financial advisor who is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
SC
08/11/2016 - Present
GWN Securities Inc. (RIDGELAND SC)
SC
04/06/2006 - 08/11/2016
AXA ADVISORS, LLC (RIDGELAND SC)
NY
07/26/2005 - 01/03/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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