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Benjamin Jerome Capers

GWN Securities Inc.

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About Benjamin Jerome Capers

Benjamin Jerome Capers is a financial advisor registered with GWN Securities Inc. in Palm Beach Gardens, Florida. Benjamin Jerome Capers has been in the financial industry since October 26, 2005. Benjamin Jerome Capers has passed the Series 66, Series 7, and SIE exams. Benjamin Jerome Capers is registered in Georgia, Kentucky, Mississippi, South Carolina and Texas. Prior to joining GWN Securities Inc., Benjamin Jerome Capers was registered with AXA Advisors, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Benjamin Jerome Capers offers a variety of services to clients, including financial planning, market timing services, and portfolio management. Benjamin Jerome Capers is a dedicated financial advisor who is committed to helping clients reach their financial goals.

Firm Information

Benjamin Capers is currently registered with GWN Securities Inc.. GWN Securities Inc., formed in May 1999, is a Florida-based corporation offering a range of investment advisory services to individuals, corporations, and high-net-worth clients. The firm manages over $3 billion in assets, serving over 32,000 clients across the United States. GWN Securities specializes in financial planning, market timing services, and portfolio management for individuals and corporations.
GWN Securities Inc.

11440 NORTH JOG ROAD

PALM BEACH GARDENS, FL 33418-3764

$3.08B

Assets Under Management

88

Total Clients

583

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

In lieu of hourly fee, ia can charge a flat fee

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Benjamin Capers’s Registration & Firm History

SC

08/11/2016 - Present

GWN Securities Inc. (RIDGELAND SC)

SC

04/06/2006 - 08/11/2016

AXA ADVISORS, LLC (RIDGELAND SC)

NY

07/26/2005 - 01/03/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/13/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Benjamin Jerome Capers. Review regulatory record here.
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