linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Benjamin James Miller

Capital Client Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Benjamin? Claim Your Profile

About Benjamin James Miller

Benjamin James Miller is a registered representative of Capital Client Group, Inc. Benjamin has been in the industry since November 2009. Benjamin is licensed to provide securities services in Arizona, California, Nevada, New Mexico, Texas and Utah. Benjamin also holds Series 6, 7, 26, 63 and 65 licenses. In addition, Benjamin is licensed to provide investment advisory services in California. Before joining Capital Client Group, Inc., Benjamin worked at Nationwide Investment Services Corporation and Farmers Financial Solutions, LLC.

Firm Information

Benjamin Miller is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

As agreed upon in a manner that covers registrant's costs

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Benjamin Miller’s Registration & Firm History

CA

02/12/2014 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

OH

09/02/2010 - 02/12/2014

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

CA

11/16/2009 - 08/27/2010

FARMERS FINANCIAL SOLUTIONS, LLC (NEWBURY PARK CA)

Not sure if Benjamin James Miller is right for you?

Licenses & Designations

IA

Issued 10/29/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/22/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/26/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 07/28/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin James Miller.
Not sure if Benjamin James Miller is right for you?