Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin James Manga is a registered representative with Wells Fargo Clearing Services, LLC. He has been in the securities industry since July 30, 2001. Benjamin James Manga has held positions with Legg Mason Wood Walker, Incorporated and First Clearing, LLC. Benjamin James Manga has passed the Series 7, 55, 24, 57TO, and SIE exams as well as the Uniform Combined State Law Examination. Benjamin James Manga specializes in the following areas: Retirement Planning, College Savings Plans, Annuities, Mutual Funds, Fixed Income, and Stocks.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/18/2004 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
VA
10/10/2005 - 01/16/2015
FIRST CLEARING, LLC (GLEN ALLEN VA)
MD
04/06/2000 - 10/23/2002
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 03/24/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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