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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin James Leon is a financial advisor with over 15 years of experience in the industry. Benjamin is currently registered with Vanguard Advisers, Inc. in North Carolina and Texas. He is licensed to offer investment advice in both states. Benjamin's previous experience includes working with First Investors Corporation in New Jersey. Benjamin holds the Series 6, 7, 63 and 66 licenses. He is also licensed with the Securities Industry Essentials Examination (SIE). Benjamin's investment practice is focused on providing portfolio management services for individuals, businesses, and pooled investment vehicles. He also provides financial planning and selection of other advisors services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/01/2019 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
NJ
02/02/1998 - 06/23/1998
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 10/16/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/24/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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