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Benjamin James Bollin

Cleveland Research Co. LLC

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About Benjamin James Bollin

Benjamin James Bollin is a Registered Representative with Cleveland Research Co. LLC. Benjamin has been in the industry since November 2002. He has been with the firm since March 2007. He has a Series 7, Series 86, Series 87, Series 63, and a SIE. Benjamin is registered in Ohio. Benjamin was previously with FTN Midwest Securities Corp., First Tennessee Securities Corp., American Express Financial Advisors Inc., and IDS Life Insurance Company. Cleveland Research Co. LLC is a broker-dealer that provides equity research reports to investors.

Firm Information

Benjamin Bollin is currently registered with Cleveland Research Co. LLC. Cleveland Research Co. LLC is a Limited Liability Company formed in 2006. The firm offers equity research reports and has 75 registered representatives and 51 investment advisory personnel. Cleveland Research Co. LLC is registered in 6 states and with the SEC.

Not reported

Assets Under Management

22

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity research reports

Equity research reports

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Subscription fees for research reports

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Benjamin Bollin’s Registration & Firm History

OH

03/29/2007 - Present

Cleveland Research Co. LLC (CLEVELAND OH)

OH

10/21/2002 - 07/14/2006

FTN MIDWEST SECURITIES CORP. (CLEVELAND OH)

TN

05/10/2002 - 10/21/2002

FIRST TENNESSEE SECURITIES CORP. (MEMPHIS TN)

MN

02/11/2002 - 05/03/2002

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

02/11/2002 - 05/03/2002

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 07/19/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/23/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/19/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin James Bollin.
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