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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin James Blum is a financial advisor with over 20 years of experience in the industry. Benjamin has a wide range of experience, including working with Cambridge Investment Research Advisors, Inc., CETERA INVESTMENT SERVICES LLC, WOODBURY FINANCIAL SERVICES, INC., and CETERA ADVISOR NETWORKS LLC. Benjamin holds a Series 66 license, Series 7 license and is a Registered Investment Advisor. Benjamin is also a licensed insurance agent and owns his own business entity. Benjamin specializes in helping individuals, businesses, and institutions with their financial planning needs. Benjamin is dedicated to providing his clients with personalized financial advice that meets their specific goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
09/01/2021 - Present
Cambridge Investment Research Advisors, Inc. (Conrovia CA)
CA
07/17/2020 - 09/01/2021
CETERA INVESTMENT SERVICES LLC (MONROVIA CA)
CA
07/12/2018 - 07/28/2020
WOODBURY FINANCIAL SERVICES, INC. (SAN DIMAS CA)
CA
10/03/2017 - 06/12/2018
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
05/10/2013 - 01/27/2017
PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)
CA
12/11/2004 - 04/09/2013
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
CA
05/23/2003 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
MN
11/23/2001 - 12/10/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/23/2001 - 12/10/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 01/26/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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