Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin James is a financial professional with over 3 years of experience in the industry. Benjamin holds the Series 63, SIE, and Series 79 licenses. Benjamin is registered with Wells Fargo Securities, LLC and has a Branch Office location at 500 W 33rd St, 30 Hudson Yards, New York, NY 10001.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/17/2018 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 10/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Benjamin James is the right advisor for you? Invested Better is here to help.
