Unclaimed
Benjamin Peterson is a financial advisor with Wells Fargo Securities, LLC in CHARLOTTE, NC. Benjamin has been in the financial services industry since 2010. Benjamin holds a Series 63, SIE and Series 79 license and is registered with FINRA and 53 state securities authorities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/27/2010 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 08/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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