Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Roosevelt is a financial advisor with Wells Fargo Clearing Services, LLC, registered with the state of Michigan as a Registered Representative and Investment Advisor Representative. Benjamin joined the firm in May 2009 and has been with them for over a decade. Prior to his current role, Benjamin worked at A. G. EDWARDS & SONS, INC. Benjamin specializes in providing investment consulting services to institutional clients, as well as financial planning, pension consulting, and selection of other advisors for individuals and businesses. Benjamin has a strong track record of success and is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
10/27/2022 - Present
Wells Fargo Clearing Services, LLC (BATTLE CREEK MI)
MI
01/10/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BATTLE CREEK MI)
BOTH
Issued 02/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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