Unclaimed
Benjamin Isaac Carmona is a financial advisor who has been in the industry since July 24, 2006. Currently, Benjamin is registered with Arkadios Capital. Benjamin has previously worked with EMERSON EQUITY LLC, WEALTHFORGE SECURITIES, LLC, NEXPOINT SECURITIES, INC., CANTOR FITZGERALD & CO., REALTY CAPITAL SECURITIES, LLC, and GRUBB & ELLIS SECURITIES, INC. Benjamin holds the Series 63, Series 24, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/09/2023 - Present
Arkadios Capital (San Juan Capistrano CA)
CA
08/07/2020 - 08/15/2023
EMERSON EQUITY LLC (Irvine CA)
VA
01/29/2020 - 08/07/2020
WEALTHFORGE SECURITIES, LLC (RICHMOND VA)
TX
11/05/2018 - 01/09/2020
NEXPOINT SECURITIES, INC. (DALLAS TX)
CA
01/20/2016 - 10/31/2018
CANTOR FITZGERALD & CO. (NEWPORT BEACH CA)
CA
07/26/2010 - 12/04/2015
REALTY CAPITAL SECURITIES, LLC (Costa Mesa CA)
CA
04/28/2006 - 07/06/2010
GRUBB & ELLIS SECURITIES, INC. (SANTA ANA CA)
BC
Issued 05/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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