Unclaimed
Benjamin Isaac Barth is a financial advisor with Lazard Asset Management Securities LLC. He is registered with the state of New York and has passed the Series 63, Series 31, Series 7TO and SIE exams. Benjamin has been in the industry since September 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/26/2022 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
BC
Issued 10/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 09/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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