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Benjamin Ira Zucker

R. F. Lafferty & CO., Inc.

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About Benjamin Ira Zucker

Benjamin Zucker is a financial professional with over nine years of experience in the industry. Benjamin has a strong track record of providing investment advice and portfolio management services to a range of clients. Benjamin is currently registered with R. F. Lafferty & Co., Inc. in New York and New Jersey.

Firm Information

Benjamin Zucker is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Benjamin Zucker’s Registration & Firm History

NY

06/03/2024 - Present

R. F. Lafferty & CO., Inc. (NEW YORK NY)

NY

03/03/2023 - 06/12/2024

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

05/20/2020 - 02/22/2023

BENCHMARK INVESTMENTS, LLC (New York NY)

NY

05/08/2019 - 06/11/2020

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

04/25/2018 - 05/09/2019

BTIG, LLC (New York NY)

NY

01/29/2015 - 03/20/2018

JMP SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/02/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/01/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2016

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/08/2016

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 01/29/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Benjamin Ira Zucker.
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