Unclaimed
Benjamin Hunter Shaw is an investment advisor representative at Cetera Investment Advisers LLC. Benjamin Shaw has been in the securities industry since February 2024. Benjamin Shaw is registered with the state of Pennsylvania. Benjamin Shaw has passed the Series 7TO and SIE exams. Benjamin Shaw is also registered with the state of Pennsylvania as an investment advisor representative. Cetera Investment Advisers LLC is an investment advisory firm with offices in Schaumburg, IL. The firm has approximately 104,468,595,111 in assets under management. Cetera Investment Advisers LLC provides a variety of advisory services, including financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
03/25/2024 - Present
Cetera Investment Advisers LLC (HANOVER PA)
BOTH
Issued 03/22/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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