Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Huger is an active investment advisor representative with UBS Financial Services Inc. Benjamin Huger has been in the industry since May 24, 2017. Benjamin Huger has a Series 7, Series 66 and SIE. Benjamin Huger works in the Wells Fargo Center/ 440 Monticello Avenue, Suite 2000 branch office location in Norfolk, VA and the branch office location in Virginia Beach, VA. Benjamin Huger is registered in 42 states. Benjamin Huger's other business activities include serving as an Assistant Coach for the Varsity lacrosse team at Cape Henry Collegiate and a member of the Board of directors at Habitat for Humanity. Benjamin Huger's current firm is UBS Financial Services Inc. UBS Financial Services Inc. is a Registered Investment Adviser with a total of over $700 billion of assets under management, as reported to regulators.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
VA
08/20/2019 - Present
UBS Financial Services Inc. (NORFOLK VA)
BOTH
Issued 06/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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