Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Hollis Penix is a financial advisor with Stephens. Benjamin has been in the financial services industry since 2002. Benjamin is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Benjamin holds licenses for securities series 63, 66, 7 and SIE. Currently, Benjamin is registered in Arkansas and Texas. Prior to joining Stephens, Benjamin was with Raymond James & Associates, Inc., Morgan Keegan & Company, Inc. and A.G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
03/03/2015 - Present
Stephens (FAYETTEVILLE AR)
AR
02/13/2013 - 03/05/2015
RAYMOND JAMES & ASSOCIATES, INC. (FAYETTEVILLE AR)
AR
02/11/2011 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (FAYETTEVILLE AR)
AR
03/06/2006 - 02/14/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (SPRINGDALE AR)
MO
10/24/2002 - 02/03/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 01/13/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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