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Benjamin Hoff

SG Americas Securities, LLC

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About Benjamin Hoff

Benjamin Hoff is an investment professional with over 13 years of experience in the financial services industry. Benjamin is currently registered with SG Americas Securities, LLC. Benjamin has held previous positions with SG AMERICAS SECURITIES, LLC, Goldman, Sachs & Co., and Credit Suisse Securities (USA) LLC. Benjamin is a Series 7, Series 3, Series 63, and SIE licensed professional and is registered in Connecticut, New Jersey and New York.

Firm Information

Benjamin Hoff is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Hoff’s Registration & Firm History

NY

05/04/2023 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

04/21/2010 - 06/18/2020

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

07/07/2008 - 02/24/2010

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

05/16/2007 - 03/17/2008

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/02/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/04/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/2012

Series 3 - National Commodity Futures Examination

BC

Issued 05/15/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Benjamin Hoff.
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