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Benjamin Henry Nahum

Neuberger Berman BD LLC

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About Benjamin Henry Nahum

Benjamin Henry Nahum is a financial advisor with Neuberger Berman BD LLC, a firm that provides portfolio management for individuals and other investment advisors. Benjamin has been in the industry since 1988. Prior to joining Neuberger Berman BD LLC, Benjamin was with NEUBERGER BERMAN MANAGEMENT LLC. Benjamin is registered in 40 states and has a Series 4, Series 7, Series 8, Series 24 and Series 63 license.

Firm Information

Benjamin Nahum is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Benjamin Nahum’s Registration & Firm History

NY

09/17/2008 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

12/18/2009 - 06/30/2016

NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)

NY

11/18/1991 - 09/18/2008

DAVID J. GREENE AND COMPANY, LLC (NEW YORK NY)

NY

04/11/1991 - 06/11/1991

R. LEWIS SECURITIES, INC. (NEW YORK NY)

NA

02/04/1988 - 03/03/1988

MKI SECURITIES CORP.

NA

07/10/1984 - 01/14/1988

MKI SECURITIES CORP.

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Licenses & Designations

BC

Issued 04/23/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/19/1985

Series 4 - Registered Options Principal Examination

BC

Issued 05/08/1985

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 03/08/1985

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/09/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Benjamin Henry Nahum. Review regulatory record here.
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