Unclaimed
Benjamin Haywood Stein is a financial advisor at Lazard Freres & Co. LLC. Benjamin has been in the financial industry since December 13, 2011 and has been registered with Lazard Freres & Co. LLC since December 7, 2016. Prior to joining Lazard Freres & Co. LLC, Benjamin worked at BREVAN HOWARD US LLC and VAN ECK SECURITIES CORPORATION. Benjamin holds the Series 7, Series 24, Series 63 and SIE licenses and is registered to conduct business in 52 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/07/2016 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
03/22/2013 - 12/02/2016
BREVAN HOWARD US LLC (NEW YORK NY)
NY
12/07/2011 - 03/19/2013
VAN ECK SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 01/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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