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Benjamin Haywood Stein

Lazard Freres & Co. LLC

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About Benjamin Haywood Stein

Benjamin Haywood Stein is a financial advisor at Lazard Freres & Co. LLC. Benjamin has been in the financial industry since December 13, 2011 and has been registered with Lazard Freres & Co. LLC since December 7, 2016. Prior to joining Lazard Freres & Co. LLC, Benjamin worked at BREVAN HOWARD US LLC and VAN ECK SECURITIES CORPORATION. Benjamin holds the Series 7, Series 24, Series 63 and SIE licenses and is registered to conduct business in 52 states and Puerto Rico.

Firm Information

Benjamin Stein is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Stein’s Registration & Firm History

NY

12/07/2016 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

NY

03/22/2013 - 12/02/2016

BREVAN HOWARD US LLC (NEW YORK NY)

NY

12/07/2011 - 03/19/2013

VAN ECK SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/13/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin Haywood Stein.
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