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Benjamin Hawkins

Capital ONE Securities, Inc.

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About Benjamin Hawkins

Benjamin Hawkins is a securities professional with a focus on investment banking. Benjamin has passed the Series 79TO, Series 63 and SIE exams and is registered to conduct securities business in 11 states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas and Virginia. Benjamin has been employed at Capital One Securities, Inc. since February 2024.

Firm Information

Benjamin Hawkins is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Hawkins’s Registration & Firm History

NY

02/02/2024 - Present

Capital ONE Securities, Inc. (New York NY)

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Licenses & Designations

BC

Issued 05/07/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/02/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/19/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin Hawkins.
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