Unclaimed
Benjamin Hawkins is a securities professional with a focus on investment banking. Benjamin has passed the Series 79TO, Series 63 and SIE exams and is registered to conduct securities business in 11 states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas and Virginia. Benjamin has been employed at Capital One Securities, Inc. since February 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/02/2024 - Present
Capital ONE Securities, Inc. (New York NY)
BC
Issued 05/07/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/19/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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