Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Harper is a financial professional with over 5 years of experience in the financial services industry. Benjamin is currently registered with Fidelity Brokerage Services LLC. Benjamin is also a registered representative with National Financial Services LLC. Benjamin holds the Series 63, Series 7, Series 9, Series 10 and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
05/09/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
10/15/2021 - 01/04/2023
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
03/28/2019 - 09/29/2021
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
BC
Issued 02/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/16/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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