Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Harod Cohen is a financial advisor with Finalis Securities LLC. Benjamin has over 7 years of experience in the financial services industry. Benjamin is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 79, 87, 63, and SIE licenses. Benjamin is also registered in the states of California, Florida, New York, and Tennessee. Benjamin's previous employers include McKenzie Securities LLC, Teneo Securities LLC, Sundial Group, LLC, Monness Crespi Hardt & Co., Inc., and Raymond James & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/21/2024 - Present
Finalis Securities LLC (New York NY)
NY
08/09/2021 - 07/24/2023
MCKENZIE SECURITIES LLC (New York NY)
NY
08/18/2020 - 12/31/2020
TENEO SECURITIES LLC (NEW YORK NY)
FL
06/08/2017 - 12/09/2019
SUNDIAL GROUP, LLC (FT. LAUDERDALE FL)
NY
11/13/2014 - 03/03/2015
MONNESS CRESPI HARDT & CO., INC. (NEW YORK NY)
NY
12/21/2012 - 11/11/2014
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
BC
Issued 10/05/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/04/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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