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Benjamin Hamilton Moore

Morgan Stanley

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About Benjamin Hamilton Moore

Benjamin Hamilton Moore has been in the financial services industry since 1978. Currently, Benjamin Hamilton Moore is registered with Morgan Stanley as an investment advisor and a broker-dealer. Benjamin Hamilton Moore has prior experience with Morgan Stanley & Co. Incorporated, UBS Financial Services Inc., Prudential Securities Incorporated, Shearson Lehman Hutton Inc., and E. F. Hutton & Company Inc. Benjamin Hamilton Moore has earned the Series 31, Series 7, Series 63, and Series 65 licenses. Benjamin Hamilton Moore is licensed in 43 states for broker-dealer activities, and is licensed in Texas for investment advisor activities. Benjamin Hamilton Moore specializes in asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for investment companies.

Firm Information

Benjamin Moore is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Benjamin Moore’s Registration & Firm History

MA

11/12/2020 - Present

Morgan Stanley (Middleton MA)

MA

08/24/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (MIDDLETON MA)

MA

08/30/1994 - 09/14/2007

UBS FINANCIAL SERVICES INC. (PEABODY MA)

NY

02/10/1989 - 09/09/1994

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

05/14/1988 - 03/07/1989

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

09/22/1978 - 05/14/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

IA

Issued 12/13/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/17/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2006

Series 31 - Futures Managed Funds Examination

BC

Issued 09/16/1978

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Benjamin Hamilton Moore. Review regulatory record here.
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