Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Richey is an Investment Advisor Representative associated with LPL Financial LLC. Benjamin is a registered representative in 12 states including South Carolina, Georgia, Florida, California, North Carolina, Oregon, Virginia, Indiana, Tennessee, Maine, Pennsylvania. Benjamin has over 17 years of experience in the financial services industry. Benjamin holds Series 6, 7, 63, 66 and SIE licenses. Before joining LPL Financial LLC, Benjamin was with CETERA ADVISOR NETWORKS LLC, Cambridge Investment Research, Inc., Edward Jones and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
01/29/2025 - Present
LPL Financial LLC (FORT MILL SC)
SC
12/04/2014 - 05/09/2016
CETERA ADVISOR NETWORKS LLC (FORT MILL SC)
GA
11/04/2013 - 12/23/2014
CAMBRIDGE INVESTMENT RESEARCH, INC. (NEWNAN GA)
GA
01/07/2010 - 11/05/2013
EDWARD JONES (TYRONE GA)
GA
04/04/2006 - 01/04/2010
WELLS FARGO ADVISORS, LLC (PEACHTREE CITY GA)
BOTH
Issued 03/05/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/03/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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