Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin H. Travers is a financial professional with over 25 years of experience in the industry. Benjamin currently works for J.P. Morgan Institutional Investments Inc., based in New York, New York. Previously, Benjamin was registered with JPMORGAN DISTRIBUTION SERVICES, INC., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., AllianceBernstein Investments, Inc., Pilgrim Securities, Inc., Nicholas-Applegate Securities (A California Limited Partnership), and Scudder Investor Services, Inc. Benjamin is licensed to sell securities in 9 states: Alaska, California, Idaho, Montana, Nevada, Oregon, Utah, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/03/2011 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
OH
10/26/2009 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
NY
06/01/2009 - 09/16/2009
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
01/11/2007 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
TN
04/20/1999 - 12/11/2006
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
CT
02/02/1999 - 02/11/1999
PILGRIM SECURITIES, INC. (WINDSOR CT)
CA
03/15/1995 - 01/29/1999
NICHOLAS-APPLEGATE SECURITIES (A CALIFORNIA LIMITED PARTNERSHIP) (SAN DIEGO CA)
NY
07/13/1993 - 02/17/1995
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
IA
Issued 09/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2019
Series 30 - NFA Branch Manager Examination
BC
Issued 11/04/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Benjamin Travers is the right advisor for you? Invested Better is here to help.
