Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Giles Graham is a financial advisor registered with LPL Financial LLC. Benjamin has been in the financial industry since 2007 and has experience working with Ameriprise Financial Services, Inc., CETERA INVESTMENT SERVICES LLC, WELLS FARGO ADVISORS, LLC, and A. G. EDWARDS & SONS, INC.. Benjamin holds the Series 66, Series 7, and SIE licenses. Benjamin is currently registered in Florida, Maryland, Massachusetts, Rhode Island, and Virginia. Benjamin's firm LPL Financial LLC is based in Fort Mill, South Carolina and manages more than $50 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
03/23/2023 - Present
LPL Financial LLC (Punta Gorda FL)
FL
08/27/2018 - 03/27/2023
CETERA INVESTMENT SERVICES LLC (Punta Gorda FL)
FL
12/06/2017 - 08/24/2018
AMERIPRISE FINANCIAL SERVICES, INC. (Fort Myers FL)
FL
08/28/2009 - 12/19/2017
LPL FINANCIAL LLC (PUNTA GORDA FL)
FL
01/01/2008 - 08/28/2009
WELLS FARGO ADVISORS, LLC (PUNTA GORDA FL)
FL
01/18/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PORT CHARLOTTE FL)
BOTH
Issued 02/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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