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Benjamin Gibson

Scotia Capital (usa) Inc.

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About Benjamin Gibson

Benjamin Gibson is a financial advisor with over 12 years of experience in the industry. Benjamin is currently registered with Scotia Capital (usa) Inc. in New York. Previously, Benjamin has worked at UBS Securities LLC, Barclays Capital Inc., Lehman Brothers Inc., and Andover Brokerage, L.L.C. Benjamin holds FINRA Series 7, 24, 55, 62, 63, and SIE licenses.

Firm Information

Benjamin Gibson is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Gibson’s Registration & Firm History

NY

10/19/2020 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

07/23/2010 - 12/19/2018

UBS SECURITIES LLC (NEW YORK NY)

NY

09/22/2008 - 04/30/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

09/12/2007 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

03/22/2007 - 09/21/2007

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

07/11/2001 - 01/23/2002

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

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Licenses & Designations

BC

Issued 03/10/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/04/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/2007

Series 7 - General Securities Representative Examination

BC

Issued 08/03/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/10/2001

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Benjamin Gibson.
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