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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Norrie is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Benjamin has been in the industry since October 30, 2007 and is registered in 53 states and territories. Benjamin holds Series 3, 7, 9, 10, 66, and SIE licenses and is a registered representative with the firm. Benjamin has experience working with insurance companies, charitable organizations, high-net-worth individuals, corporations, and other businesses. In addition to his work with Merrill Lynch, Benjamin also serves as a Managing Director for Wet Grid LLC, a company that designs, manufactures, and licenses solar power solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/28/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SEAL BEACH CA)
CA
09/18/2017 - 06/26/2019
J.P. MORGAN SECURITIES LLC (MARINA DEL REY CA)
CA
01/03/2013 - 09/06/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
NJ
01/01/2010 - 12/21/2012
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
10/08/2007 - 01/01/2010
UBS SERVICES USA LLC (WEEHAWKEN NJ)
BOTH
Issued 02/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/29/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/10/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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