Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Millard is a financial professional with over 10 years of experience in the securities industry. Benjamin currently works at Smbc Nikko Securities America, Inc., where Benjamin is a registered representative. Previously, Benjamin worked at BNP Paribas Securities Corp., FTN Financial Securities Corp, and Quick & Reilly, Inc. Benjamin holds Series 7, 7TO, SIE and Series 63 licenses and is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/08/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
03/01/2019 - 03/25/2020
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
07/01/2013 - 06/05/2018
FTN FINANCIAL SECURITIES CORP (NEW YORK NY)
NY
12/22/1993 - 09/06/1996
QUICK & REILLY, INC. (NEW YORK NY)
BC
Issued 07/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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