Unclaimed
Benjamin Braun has been in the financial industry since 1998 and is a registered representative with Lazard Freres & Co. LLC. Previously, Benjamin Braun worked with LIONTREE ADVISORS LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Benjamin Braun holds the Series 7, 24, 63, 79TO, and SIE licenses. Benjamin Braun is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/11/2024 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
07/15/2014 - 03/04/2024
LIONTREE ADVISORS LLC (New York NY)
NY
09/15/1997 - 06/24/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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