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Benjamin Gary Braun

Lazard Freres & Co. LLC

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About Benjamin Gary Braun

Benjamin Braun has been in the financial industry since 1998 and is a registered representative with Lazard Freres & Co. LLC. Previously, Benjamin Braun worked with LIONTREE ADVISORS LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Benjamin Braun holds the Series 7, 24, 63, 79TO, and SIE licenses. Benjamin Braun is registered with the state of New York.

Firm Information

Benjamin Braun is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Benjamin Braun’s Registration & Firm History

NY

06/11/2024 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

NY

07/15/2014 - 03/04/2024

LIONTREE ADVISORS LLC (New York NY)

NY

09/15/1997 - 06/24/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/17/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/01/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Benjamin Gary Braun.
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