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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Rosenblum is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. in Los Angeles, California. He specializes in providing financial advice to high-net-worth individuals, corporations and other businesses, charitable organizations, insurance companies, pension and profit sharing plans, banking or thrift institutions, and state or municipal government entities. Benjamin began his career in the financial services industry in 2017. He holds both Series 7 and Series 63 securities licenses, as well as the Uniform Investment Adviser Law Examination (Series 65). In addition to his role at Merrill Lynch, Benjamin also provides advisory consulting services through his own firm, Bonhomie.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/22/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
CA
02/15/2019 - 04/06/2021
MORGAN STANLEY (BEVERLY HILLS CA)
CA
11/26/2018 - 02/13/2019
HILLTOP SECURITIES INC. (BEVERLY HILLS CA)
CA
05/23/2018 - 11/05/2018
M HOLDINGS SECURITIES, INC. (Santa Monica CA)
IA
Issued 03/22/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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