Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benjamin? Claim Your ProfileBenjamin Baker has been in the financial services industry since June 2009. Benjamin currently works for Vanderbilt Securities, LLC and holds a Series 6, Series 63 and SIE licenses. Benjamin has been registered with FINRA since July 2011. Previously, Benjamin worked for H.D. Vest Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
07/11/2011 - Present
Vanderbilt Securities, LLC (NEWBURGH IN)
IN
06/02/2009 - 07/11/2011
H.D. VEST INVESTMENT SERVICES (NEWBURGH IN)
BC
Issued 12/11/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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