Unclaimed
Benjamin Fuda is a financial professional who has been in the industry since May 16, 2023. Currently, Benjamin is registered with Cowen AND Co. in Stamford, Connecticut. Benjamin has obtained his Series 7, Series 57, Series 99, and Series 63 licenses and is registered with the states of Connecticut and New York. Benjamin previously worked at Interactive Brokers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/22/2024 - Present
Cowen AND Co. (Stamford CT)
CT
05/17/2023 - 01/23/2024
INTERACTIVE BROKERS LLC (GREENWICH CT)
BC
Issued 08/12/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2024
Series 57TO - Securities Trader Exam
BC
Issued 04/08/2024
Series 99TO - Operations Professional Examination
BC
Issued 05/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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